About this role
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This is a remote position. ** We are only accepting Filipino Citizen candidates for this role **
About the Role
We are seeking an experienced Securities Counsel to serve as our legal compliance reviewer for all public-facing marketing and communications. This role is critical to ensuring that every piece of published content complies with applicable securities laws and regulatory
Requirements
. You will review websites, landing pages, advertising campaigns, video scripts, social media content, email campaigns, and other promotional materials before publication. This position plays a key role in protecting the company's regulatory standing while enabling effective marketing initiatives.
This is a flexible, project-based engagement for an attorney with significant experience in securities law and financial marketing compliance. Responsibilities - Review all marketing and promotional content prior to publication. - Evaluate website copy, landing pages, digital advertisements, email campaigns, and social media content for compliance with securities regulations. - Review video scripts, webinars, presentations, and educational materials. - Identify legal and regulatory risks related to investment-related communications. - Provide clear guidance and required revisions to ensure compliance. - Advise marketing, executive, and content teams on compliant messaging. - Stay current on applicable SEC, FINRA, and other relevant regulatory
Requirements
. - Help establish internal review processes and compliance standards.
Requirements
Qualifications
- Juris Doctor (JD) preferred - Extensive experience in securities law and regulatory compliance. - Strong knowledge of SEC regulations, FINRA advertising rules, and investment-related communications. - Experience reviewing financial marketing materials and public communications. - Ability to provide practical, business-oriented legal guidance.. - Excellent written and spoken Englishwith the ability to communicate legal guidance clearly to non-legal teams. - Strong attention to detail and sound legal judgment. - Ability to work independently in a remote environment. Preferred
Qualifications
- Experience working with investment firms, broker-dealers, registered investment advisers (RIAs), private equity firms, fintech companies, or publicly traded companies. - Previous experience supporting marketing or communications teams within the financial services industry. - Experience reviewing digital advertising campaigns, websites, video content, and public relations materials. - Familiarity with Google and Meta advertising policies for financial products. - Experience supporting SEC-registered offerings or capital-raising activities. Apply directly on RemoteJobs.org: https://remotejobs.org/remote-jobs/securities-counsel-marketing-advertising-compliance-staff-outsource-solutions
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