Senior Compliance Officer

Advisory compliance - primary owner, all regionsReal-time trading guidance across all asset classes and venuesBuilding and maintaining a pre-cleared rules framework for recurring desk queriesAdvising development, trading, and operations teams on building and maintaining compliant tools and processesBuilding out a comprehensive algo trading governance framework covering the full lifecycle - pre-deployment approvals, ongoing monitoring, change management, business continuity, information security, and annual reviewNew market and product approvalsCore compliance - oversee two Compliance Officers responsible for:Trade surveillance across all venuesRegulatory and exchange affairs - filings, registrations, regulator and exchange inquiries, client/due-diligence reviews, FCM interfacePolicies and training - maintaining the policy framework and running the training program across all regionsAML and sanctions - screening vendors and counterparties (brokers, FCMs)LeadershipSupervising and developing two Compliance OfficersRepresenting compliance in cross-functional discussions with risk, development, and front officeEscalation point for non-routine compliance mattersHands-on experience building compliance tools and systems, not only policy and procedure workDirect experience in a compliance role at a proprietary trading firm, market maker, electronic trading venue, or trading deskExperience across multiple asset classes - commodities, rates, equity futures, options on futures, and equitiesWorking knowledge of algo trading controls and governance frameworksFamiliarity with multi-venue regulatory obligations across at least two of: US (CFTC/NFA), EU (MiFID II), India (SEBI), UK (FCA)Knowledge of core compliance policies - AML, recordkeeping, whistleblowing, conflicts of interest - and ability to write, implement, and maintain policies and procedures around themAbility to deliver timely, well-reasoned guidance while maintaining independence as a control functionStrong written communication for policies, procedures, and regulatory correspondenceNice to haveExperience with equities compliance frameworks - Reg SHO, short selling regimes, locate obligationsExperience with exchange membership obligations (ICE, CME, LME, NSE)Familiarity with position-limit regimes across multiple venuesExposure to Chinese exchange connectivity (CTP)Background in trade surveillance systems and alert handlingExperience building compliance frameworks from scratchExperience automating AML/sanctions screening workflowsWhat we offer:Experience a modern international technology company without the burden of bureaucracy.Collaborate with industry-leading professionals, including former employees of Tower, DRW, Broadridge, Credit Suisse, and more.Enjoy excellent opportunities for professional growth and self-realization.Work remotely from anywhere in the world with a flexible schedule.Receive compensation for health insurance, sports activities, and non-professional training.BHFT is a proprietary algorithmic trading firm. Our team manages the full trading cycle, from software development to creating and coding strategies and algorithms.Our trading operations cover key exchanges. The firm trades across a broad range of asset classes, including equities, equity derivatives, options, commodity futures, rates futures, etc.

We employ a diverse and growing array of algorithmic trading strategies, utilizing both High-Frequency Trading (HFT) and Medium-Frequency Trading (MFT) approaches. Looking ahead, we are expanding into new markets and products. As a dynamic company, we continuously experiment with new markets, tools, and technologies.We’ve got a team of 200+ professionals, with a strong emphasis on technology - 70% are technical specialists in development, infrastructure, testing, and analytics spheres.

The remaining part of the team supports our business operations, such as Risks, Compliance, Legal, Operations and more.Our employees are located all around the world, from the United States to Hong Kong. Although we maintain office spaces, we currently operate as a 100% remote organization.At BHFT, clarity and transparency are at the core of our culture: we value open communication, ensuring that our processes are straightforward.Originally posted on Himalayas